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Analyst - Transactions Regulatory Reporting

Overview:

Will be responsible for producing the regulatory reporting as per MIFID II and EMIR requirements and conducting associated control framework

Key responsibilities:
  • Manage day to day reporting of all transactions to the regulators and the markets
  • Manage exceptions via a workflow feeding back from Trax for MIFID and DTCC for EMIR and the regulators
  • Produce MIs and dashboards in order to give the necessary visibility of the MIFID II and EMIR reporting outcomes and challenges/issues
  • Work with internal business teams to address underlying issues and correct reports in AXA’s source systems and resubmit reports
  • Act as the first line of defense for MiFID & EMIR reporting by managing controls and oversight metrics to show trends and anomalies that require further root cause analysis to understand and explain
  • Conduct weekly and periodic reconciliations of reports from AXA’s source systems, Trax records and regulators’ data as well as DTCC GTR for EMIR. Correcting reports as required
  • Maintain records and present updates on a periodic basis, articulate risk status of reporting to senior managers. This may be required under the Senior Managers Regime
  • As subject matter experts in reporting, support the long term strategy implementation and roll out from a reporting perspective
  • Interface with internal (Traders, IT supports, Middle Office Control teams) and external (State Street, Brokers, Suppliers of technological solution - TRAX, DTCC) people/organisations/committees
Key skills:
  • Excellent knowledge of MS Office - MS Word, Excel (intermediate/macro level), Power Point
  • Experience in Access, Bloomberg, Fidessa, CTM/Global Oasys, Market Axess and trade web will be advantageous
  • Thorough knowledge of financial products and processes
  • IT articulate
  • Strong logical reasoning and problem solving skills, excellent communication skills, commercially orientated and the ability to plan, prioritise and successfully assist in the implementation of projects
  • Customer oriented
  • Excellent leadership skills, ability to work with a diverse group of people and an evolving working environment
  • Good knowledge of bonds, equities, FX, derivatives and mutual funds
  • Knowledge and interest in regulatory topics
  • Rigorous attention to detail
  • Educated to university level, ideally with professional qualifications
  • Fluent in English; Ability to speak French will be an added advantage
  • Proven work track record of up to 3 – 5 years